Control Room SVP: MNPI & RTL Compliance — Remote Fridays

iCapital
Location Not Specified
Posted
💰$125 – $150/hr
Remote

Job Description

A financial services firm in Salt Lake City seeks a Control Room Vice President or Senior Vice President to oversee MNPI programs and trading compliance.

This role involves enhancing policies, serving as a contact for MNPI matters, and conducting investigations.

Ideal candidates have 10-15+ years of relevant experience, strong knowledge of U.S. securities laws, and excellent judgment in high-stakes situations.

The salary ranges from $140,000 to $190,000, with a comprehensive benefits package and flexibility for remote work on Fridays.#J-18808-Ljbffr

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